Arkin Solbakken LLP’s attorneys are experienced in all phases of civil litigation, from crafting an initial strategy that is specifically tailored to our clients' needs to trial and appellate advocacy. We have appeared in state and federal courts throughout the United States, and advised clients with respect to litigations in foreign jurisdictions. We also regularly represent clients in national and international arbitrations and mediations.
Our clients include hedge funds, investment banks, private equity firms, corporations, financial institutions, investors, small businesses and individuals involved in all manners of civil, criminal, and regulatory proceedings. We have advised clients in a wide variety of practice areas and industries, including securities litigation, contracts, employment and partnership disputes, construction, and select matrimonial and family law cases.
Employment and Partnership Disputes
Arkin Solbakken LLP has successfully represented and advised employers and employees with respect to a wide variety of employment-related matters. Our attorneys have litigated cases involving ERISA fiduciary duties, discrimination, wrongful termination, defamation, breach of contract, restrictive covenant agreements, and group disability claims under ERISA .
We also have extensive experience:
- Negotiating and advising clients in connection with employment transitions, including but not limited to gardening leave and restrictive covenant provisions.
- Negotiating severance and change-in-control agreements.
- Redressing compensatory disputes related to short and long term entitlements.
Securities Litigation and Enforcement
The firm has represented clients in all manners of securities litigations and enforcement cases, ranging from insider trading claims to regulatory investigations. Arkin Solbakken has successfully represented clients in investigations, inquiries, and litigations with the DOJ, the SEC, FINRA, and the CFTC, among others.
Mr. Arkin’s notable white-collar criminal defense cases include the following:
- United States v. Chiarella, 445 U.S. 222 (1980): Mr. Arkin served as lead trial counsel in the first-ever federal criminal prosecution for insider trading. Mr. Arkin defended Vincent Chiarella and won a ground-breaking decision in the United State Supreme Court, where Mr. Arkin had Mr. Chiarella’s conviction overturned by securing a narrower definition of insider trading.
- United States v. Marcus Schloss & Co., Inc., et al., 710 F. Supp. 944 (S.D.N.Y. 1989): In the well-known “Yuppie Five” prosecution, Mr. Arkin obtained the sole acquittal of a trader charged with insider trading.
- United States v. Mozer, 828 F. Supp. 208 (S.D.N.Y. 1993): In this landmark case, Mr. Arkin challenged the government’s effort to back out of a favorably negotiated settlement with the former head of a trading desk at a major investment bank and won court enforcement of a plea agreement.
- United States v. Stein, et al., 495 F. Supp. 2d 390 (S.D.N.Y. 2007): Mr. Arkin represented an individual in this tax shelter prosecution, obtaining dismissal of all claims based upon governmental interference with a company’s obligation to advance attorneys’ fees.
Investigations and Corporate Governance
Arkin Solbakken LLP has extensive experience guiding clients through their most sensitive compliance matters, investigations, and enforcement proceedings. Our clients include management, corporate boards of directors, and special committees across a wide range of industries.
We have extensive experience:
- Conducting independent and thorough internal investigations and inquiries.
- Working closely with our clients to investigate possible violations of law and internal policies.
- Assisting our clients in determining an appropriate response and informing management, directors, or audit committees whether any violations have occurred.
- Assisting clients with self-reporting problems to regulatory authorities and securing favorable treatment as a result.
- Creating and implementing adequate compliance programs and internal controls with the goal of preventing future violations.